Link Financial Investments Limited (LFI) Policies and information

This page sets out how we will deal with you, provides access to forms, guides and other useful material to help you in your relationship with us.

In addition, Link Financial Investments Limited is subject to various mandatory regulatory disclosure requirements, in particular, requirements contained in the Financial Conduct Authority’s COBS, SYSC and MiFIDPRU sourcebooks. The "Policies and other disclosures" are intended to satisfy such disclosure requirements.

Link Financial Investments Limited (LFI) Data Protection Information notice

LFIL Data Protection Information notice (pdf)

Our agreement with you

Prudential ISA Terms And Conditions (pdf)

Common Terms (pdf)

Guides and other useful information

Advice and Guidance (pdf)

Dealing with Client Needs and Circumstances (pdf)

LFI and the FCA's Consumer Duty (pdf)

Complaints & the Financial Ombudsman Service

What to do should you have a problem

Fraud Alerts and Warnings

Keeping you protected

Forms for use to instruct us

LFI Prudential ISA Change Of Personal Details Form (pdf)

LFI Prudential ISA Adding To Or Changing Your Investment Amount Form (pdf)

LFI Prudential ISA Amend Your Regular Saver (pdf)

LFI Prudential ISA Switching Instruction Form (pdf)

LFI Prudential ISA Change of Adviser Instruction Form (pdf)

LFI Prudential ISA Withdrawal Form (pdf)

Pru APS Transfer Authority Form (pdf)

Pru APS Additional Subscription Eligibility Declaration (pdf)

LFI Small Estates Declaration (pdf)

LFI Bereavement Claim Form (pdf)

LFI Direct Debit Mandate form (pdf)

Guides to our forms and other documents we will use with you

LFI Costs & Charges Disclosure Report Guide (pdf)

LFI Statement Guide (pdf)

Pru Adviser Charging Guide (pdf)

Pru Regular Withdrawal Guide (pdf)

LFI Understanding The Additional Permitted Subscription APS Allowance (pdf)

LFI Bereavement Advice (pdf)

LFI Contract Note Guide (pdf)

How LFI Treats Client Money (pdf)

Guide available

 

 
 
 
 
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